Plan Documents for Alcoa
Legal Documents that govern awards made on or after October 01, 2019
Terms and Conditions Amendment October 1, 2019
2019 Terms & Conditions - RSU-PRSU Awards
2019 Terms &Conditions - Stock Options
2019 Terms & Conditions - Special Retention RSU Awards

Legal Documents that govern awards made on or after May 09, 2018
Alcoa Corporation 2016 Stock Incentive Plan (as Amended and Restated 09-May-2018)

Legal Documents that govern awards made on or after January 24, 2018
2018 Alcoa Corp - Terms and Conditions - Restricted Share Units
2018 Alcoa Corp - Terms and Conditions - Special Retention Awards RSU
2018 Alcoa Corp - Terms and Conditions - Stock Options

Legal Documents that govern awards made on or after May 10, 2017
Alcoa Corporation 2016 Stock Incentive Plan (as Amended and Restarted May 2017)
Prospectus Alcoa Corporation 2016 Stock Incentive Plan (as Amended and Restarted May 2017)
2016 Alcoa Annual Report
2017 Proxy Statement
Important Reminder if you are Considering Retirement

Legal Documents that govern awards made on or after November 1, 2016 (Post Separation)
2016 Alcoa - Australia - Offer Document Options
2016 Alcoa - Australia - Offer Document Restricted Shares
2016 Terms and Conditions - Restricted Shares - Alcoa Corp
2016 Terms and Conditions - Special Retention Awards - Alcoa Corp
2016 Terms and Conditions - Stock Options - Alcoa Corp
Alcoa Corporation 2016 Stock Incentive Plan

Legal Documents that govern awards made on or after July 22, 2016
2013 Alcoa Stock Incentive Plan, as amended May 6, 2016
2016 Terms and Conditions for Stock Options
2016 Terms and Conditions for Restricted Shares
2016 Terms and Conditions for Special Retention Awards

Legal Documents that govern awards made on or after May 3, 2013
2013 Alcoa Stock Incentive Plan
2013 Prospectus
2013 Prospectus, as amended June 2016
2013 Terms and Conditions for Stock Options
2013 Terms and Conditions for Restricted Shares
2013 Terms and Conditions Australian Addendum
2015 Terms and Conditions for Special Retention Awards

Legal Documents that govern awards made on or after May 8, 2009
2009 Alcoa Stock Incentive Plan, as amended February 15, 2011
2009 Alcoa Stock Incentive Plan
2009 Prospectus
2011 Terms and Conditions for Restricted Shares
2011 Terms and Conditions for Stock Options
2010 Terms and Conditions for Stock Options
Terms and Conditions for Special Retention Awards, effective January 1, 2010
2009 Terms and Conditions for Stock Options
2009 Terms and Conditions for Restricted Shares
2009 Terms and Conditions Australian Addendum

Legal Documents that govern awards made in year 2009 prior to May 8
2004 Alcoa Stock Incentive Plan, as amended November 11, 2005
2004 Prospectus
Terms and Conditions for Stock Awards, effective January 1, 2006
Terms and Conditions for Stock Option Awards, effective January 1, 2006
Terms and Conditions for Performance Stock Awards, effective January 1, 2009
Terms and Conditions for Performance Stock Option Awards, effective January 1, 2009
Rules
Rules for Stock Awards
Rules for Stock Options
Rules for Performance Share Awards

Legal Documents that govern awards made in 2008, 2007 and 2006
2004 Alcoa Stock Incentive Plan, as amended November 11, 2005
2004 Prospectus
Terms and Conditions for Stock Awards, effective January 1, 2006
Terms and Conditions for Stock Option Awards, effective January 1, 2006
Terms and Conditions for Performance Share Awards, effective January 1, 2006
Terms and Conditions for Performance Stock Option Awards, effective January 1, 2006
Rules
Rules for Stock Awards
Rules for Stock Options
Rules for Performance Share Awards
Omnibus resolution regarding the definition of “fair market value”

Legal Documents that govern awards made in 2005 and 2004
2004 Alcoa Stock Incentive Plan (pre-November 11, 2005 amendment)
2004 Prospectus
Terms and Conditions for Stock Options applicable to 2004 & 2005 grants
Terms and Conditions for Stock Awards applicable to 2004 & 2005 grants
Terms and Conditions for Performance Share Awards applicable to 2004 & 2005 grants
Rules
Rules for Stock Awards
Rules for Stock Options
Rules for Performance Share Awards

Legal Documents that govern Pre-2004 Plans
1999 Alcoa Stock Incentive Plan
Pre-2005 Terms and Conditions
2003 Terms and Conditions Stock Options

RTI Documents
2015 Performance Share Award Agreement
2014 Performance Share Award Agreement
Non-Qualified Stock Option Grant Award Agreement under the RTI International Metals Inc 2004 Stock Plan
Restricted Stock and Restricted Stock Unit Award Agreement
Stock Option Grant Award 2014-Award Agreement
RTI International Metals Inc 2004 Stock Plan
RTI International Metals Inc 2014 Stock and Incentive Plan
Prospectus for RTI 2004 and 2014 Stock Plans

Miscellaneous
Dividend Equivalent Compensation Plan
Dividend Equivalent Calculation
Insider Trading Rules
US State Income Tax Withholding for Terminated/Retired Participants